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Registered Investment Advisor Disclosure Statement - ADV Part IIA
Registered Investment Advisor Disclosure Statement - ADV Part IIB
Live Oak Wealth Advisory Group, LLC (“LOWAG”) is a state registered investment adviser located in Houston, Texas. LOWAG and its representatives are in compliance with the current filing requirements imposed upon state registered investment advisers by those states in which LOWAG maintains clients. LOWAG may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. LOWAG’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of LOWAG’s web site on the Internet should not be construed by any consumer and/or prospective client as LOWAG’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by LOWAG with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of LOWAG, please contact the SEC or the state securities regulators for those states in which LOWAG maintains a registration filing. A copy of LOWAG’s current written disclosure statement discussing LOWAG’s business operations, services, and fees are available from LOWAG upon written request. LOWAG does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to LOWAGs web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by LOWAG), will be profitable or equal any historical performance level(s). Certain portions of LOWAG’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, LOWAG’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from LOWAG, or from any other investment professional. LOWAG is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if LOWAG is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of LOWAG by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to LOWAG’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from LOWAG, or from any other investment professional. Each client and prospective client agrees, as a condition precedent to his/her/its access to LOWAG’s web site, to release and hold harmless LOWAG, LOWAG, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from LOWAG.
If you have any questions or concerns regarding this policy or wish to receive a full copy of our ADV then please contact:
ATTN: Jonathan, Chief Compliance Officer
Live Oak Wealth Advisory Group, LLC
2245 Texas Dr, Suite 300
Sugar Land, TX 77479
We collect personal information about you from the following sources: (i) Information we receive from you on submitted documents and related forms (for example, name, address, Social Security number, birth date, assets, income, and investment experience). (ii) Information about your transactions with us, our affiliates, or others.
We do not disclose any personal information we collect, as described above, about our customers or former customers to anyone other than in connection with the administration, processing and servicing of customer accounts or to our accountants, attorneys and auditors, or otherwise as permitted by law.
We restrict access to personal information we collect about you to our personnel who need to know that information in order to provide products or services to you. We maintain physical, electronic and procedural controls in keeping with federal standards to safeguard your nonpublic personal information.
We reserve the right to change this Notice, and to apply changes to information previously collected, as permitted by law. We will inform you of any changes as required by law. If you have any questions or concerns regarding this policy please contact:
ATTN: Chief Compliance Officer
Live Oak Wealth Advisory Group, LLC
2245 Texas Dr, Suite 300,
Sugar Land, TX 77479
This Website is for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to purchase any security or investment product or services. The content of this Website is provided solely for your personal use and shall not be deemed to provide access to any particular transaction or investment opportunity. LOWAG does not intend the information on this Website to be investment advice, and the information presented on this website should not be relied upon to make an investment decision. The information provided on this Website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject LOWAG, its affiliates, employees, directors, officers or agents to any registration requirement within such jurisdiction or country.
The content of this website is provided “as is” without warranty of any kind (express or implied). Live Oak Wealth Advisory Group does not assume any obligation to update the information and data on this website and does not guarantee that it is accurate, current, valid, complete or suitable for any particular purpose. Live Oak Wealth Advisory Group makes no representations concerning this website, or to any websites to which this website maybe linked and disclaims all express, implied and statutory warranties of any kind, including warranties of merchantability, noninfringement or fitness for a particular purpose, to the fullest extent allowed by applicable law. In no event shall LOWAG or any of its affiliates, manager members, members, partners, directors, officers, employees, or other representatives be liable or have any responsibility of any kind for any direct, indirect, special, consequential, multiple, punitive or other damages arising from information on this website or the use of this website.